AGREEMENT ON SUBSIDIES AND COUNTERVAILING MEASURES

 

 

Article 1

 

Definition of a Subsidy

 

1.1       For the purpose of this Agreement, a subsidy shall be deemed to exist if:

 

(a)(1)               there is a financial contribution by a government or any public body within the territory of a Member (referred to in this Agreement as "government"), i.e. where:

 

(i)         a government practice involves a direct transfer of funds (e.g. grants, loans,  and equity infusion), potential direct transfers of funds or liabilities (e.g. loan guarantees);

 

(ii)        government revenue that is otherwise due is foregone or not collected (e.g. fiscal incentives such as tax credits) [1];

 

(iii)       a government provides goods or services other than general infrastructure, or purchases goods;

 

(iv)       a government makes payments to a funding mechanism, or entrusts or directs a private body to carry out one or more of the type of functions illustrated in (i) to (iii) above which would normally be vested in the government and the practice, in no real sense, differs from practices normally followed by governments;

 

 

and

 

(b)       a benefit is thereby conferred.

 

 

PART II:  PROHIBITED SUBSIDIES

 

 

Article 3

 

Prohibition

 

3.1       Except as provided in the Agreement on Agriculture, the following subsidies, within the meaning of Article 1, shall be prohibited:

 

(a)        subsidies contingent, in law or in fact, whether solely or as one of several other conditions, upon export performance, including those illustrated in Annex I

 

(b)       subsidies contingent, whether solely or as one of several other conditions, upon the use of domestic over imported goods.

 

3.2       A Member shall neither grant nor maintain subsidies referred to in paragraph 1.

 

 

 

PART III:  ACTIONABLE SUBSIDIES

 

 

Article 5 

 

Adverse Effects

 

            No Member should cause, through the use of any subsidy referred to in paragraphs 1 and 2 of Article 1, adverse effects to the interests of other Members, i.e.:

 

(a)        injury to the domestic industry of another Member;

 

(b)       nullification or impairment of benefits accruing directly or indirectly to other Members under GATT 1994 in particular the benefits of concessions bound under Article II of GATT 1994;

 

(c)        serious prejudice to the interests of another Member.

 

This Article does not apply to subsidies maintained on agricultural products as provided in Article 13 of the Agreement on Agriculture.

 

 

 

 

PART V:  COUNTERVAILING MEASURES

 

 

Article 10

 

Application of Article VI of GATT 1994

 

            Members shall take all necessary steps to ensure that the imposition of a countervailing duty on any product of the territory of any Member imported into the territory of another Member is in accordance with the provisions of Article VI of GATT 1994 and the terms of this Agreement.  Countervailing duties may only be imposed pursuant to investigations initiated  and conducted in accordance with the provisions of this Agreement and the Agreement on Agriculture.

 

 

Article 19

 

Imposition and Collection of Countervailing Duties

 

19.1     If, after reasonable efforts have been made to complete consultations, a Member makes a final determination of the existence and amount of the subsidy and that, through the effects of the subsidy, the subsidized imports are causing injury, it may impose a countervailing duty in accordance with the provisions of this Article unless the subsidy or subsidies are withdrawn.

 

 

Article 21

 

Duration and Review of Countervailing Duties and Undertakings

 

21.1     A countervailing duty shall remain in force only as long as and to the extent necessary to counteract subsidization which is causing injury.

 

 

Article 23

 

Judicial Review

 

            Each Member whose national legislation contains provisions on countervailing  duty measures shall maintain judicial, arbitral or administrative tribunals or procedures for the purpose, inter alia, of the prompt review of administrative actions relating to final determinations and reviews of  determinations within the meaning of Article 21.  Such tribunals or procedures shall be independent of the authorities responsible for the determination or review in question, and shall provide all interested parties who participated in the administrative proceeding and are directly and individually affected by the administrative actions with access to review.

 

 

ANNEX I

 

ILLUSTRATIVE LIST OF EXPORT SUBSIDIES

 

 

(a)        The provision by governments of direct subsidies to a firm or an industry contingent upon export performance.

 

(b)       Currency retention schemes or any similar practices which involve a bonus on exports.

 

(c)        Internal transport and freight charges on export shipments, provided or mandated by governments, on terms more favourable than for domestic shipments.

 

(d)       The provision by governments or their agencies either directly or indirectly through government‑mandated schemes, of imported or domestic products or services for use in the production of exported goods, on terms or conditions more favourable than for provision of like or directly  competitive products or services for use in the production of goods for domestic consumption, if (in the case of products) such terms or conditions are more favourable than those commercially available on world markets to their exporters.

 

(e)        The full or partial exemption remission, or deferral specifically related to exports, of direct taxes[2] or social welfare charges paid or payable by industrial or commercial enterprises.

 

(f)        The allowance of special deductions directly related to exports or export performance, over and above those granted in respect to production for domestic consumption, in the calculation of the base on which direct taxes are charged.

 

(g)        The exemption or remission, in respect of the production and distribution of exported products, of indirect taxes58 in excess of those levied in respect of the production and distribution of like products when sold for domestic consumption.

 

(h)       The exemption, remission or deferral of prior‑stage cumulative indirect taxes58 on goods or services used in the production of exported products in excess of the exemption, remission or deferral of like prior‑stage cumulative indirect taxes on goods or services used in the  production of like products when sold for domestic consumption;  provided, however, that prior‑stage cumulative indirect taxes may be exempted, remitted or deferred on exported products even when not exempted, remitted or deferred on like products when sold for domestic consumption, if the prior‑stage cumulative indirect taxes are levied on inputs that are consumed in the production of the exported product  (making normal allowance for waste).   This item shall be interpreted in accordance with the guidelines on consumption of inputs in the production process contained in Annex II.

 



[1] In accordance with the provisions of Article XVI of GATT 1994 (Note to Article XVI) and the provisions of Annexes I through III of this Agreement, the exemption of an exported product from duties or taxes borne by the like product when destined for domestic consumption, or the remission of such duties or taxes in amounts not in excess of those which have accrued, shall not be deemed to be a subsidy.

[2] For the purpose of this Agreement:

                The term "direct taxes" shall mean taxes on wages, profits, interests, rents, royalties, and all other forms of income, and taxes on the ownership of real property;

                The term "import charges" shall mean tariffs, duties, and other fiscal charges not elsewhere enumerated in this note that are levied on imports;

                The term "indirect taxes" shall mean sales, excise, turnover, value added, franchise, stamp, transfer, inventory and equipment taxes, border taxes and all taxes other than direct taxes and import charges;

                "Prior‑stage" indirect taxes are those levied on goods or services used directly or indirectly in making the product;

                "Cumulative" indirect taxes are multi‑staged taxes levied where there is no mechanism for subsequent crediting of the tax if the goods or services subject to tax at one stage of production are used in a succeeding stage of production;

                "Remission" of taxes includes the refund or rebate of taxes;

                "Remission or drawback" includes the full or partial exemption or deferral of import charges.